上證公告〔2024〕10號(hao)
根據《上海證(zheng)(zheng)(zheng)券(quan)交易所(suo)股(gu)(gu)(gu)票期(qi)權(quan)試點(dian)做(zuo)市商(shang)(shang)業務指引》的(de)(de)相關規定,上海證(zheng)(zheng)(zheng)券(quan)交易所(suo)上證(zheng)(zheng)(zheng)50ETF期(qi)權(quan)主做(zuo)市商(shang)(shang)在(zai)2024年1月(yue)21日(ri)至2024年2月(yue)20日(ri)期(qi)間的(de)(de)評價(jia)情況如(ru)下:東方證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、廣(guang)發證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)泰(tai)君安證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、華泰(tai)證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、申萬宏源證(zheng)(zheng)(zheng)券(quan)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、招(zhao)商(shang)(shang)證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)泰(tai)證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信建(jian)投證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信中(zhong)證(zheng)(zheng)(zheng)資本管理有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)信證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的(de)(de)評價(jia)結果(guo)為(wei)AA;光(guang)大(da)證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)泰(tai)君安風險管理有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國(guo)(guo)信證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、上海海通資源管理有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、海通證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、銀河德(de)睿資本管理有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、浙(zhe)(zhe)江浙(zhe)(zhe)期(qi)實業有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)國(guo)(guo)國(guo)(guo)際(ji)金(jin)融(rong)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的(de)(de)評價(jia)結果(guo)為(wei)A;長江證(zheng)(zheng)(zheng)券(quan)股(gu)(gu)(gu)份(fen)(fen)有(you)限(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的(de)(de)評價(jia)結果(guo)為(wei)B。
上海(hai)證(zheng)(zheng)券(quan)(quan)交易所滬深(shen)300ETF期(qi)權主(zhu)做(zuo)市商(shang)在2024年1月(yue)21日至(zhi)2024年2月(yue)20日期(qi)間(jian)的評(ping)價(jia)(jia)情(qing)況如(ru)下:東(dong)方證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、廣發(fa)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、華泰(tai)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、申萬宏源證(zheng)(zheng)券(quan)(quan)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、招商(shang)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)(zhong)泰(tai)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)(zhong)信建投證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)(zhong)信證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的評(ping)價(jia)(jia)結果為AA;光大證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國泰(tai)君安風險管(guan)(guan)理(li)(li)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國泰(tai)君安證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、國信證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、海(hai)通證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、瑞達新(xin)控資本(ben)管(guan)(guan)理(li)(li)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、銀河德睿資本(ben)管(guan)(guan)理(li)(li)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、浙江(jiang)浙期(qi)實(shi)業有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)(zhong)國國際金(jin)融(rong)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)(zhong)(zhong)(zhong)信中(zhong)(zhong)(zhong)(zhong)證(zheng)(zheng)資本(ben)管(guan)(guan)理(li)(li)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的評(ping)價(jia)(jia)結果為A;長(chang)江(jiang)證(zheng)(zheng)券(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)有(you)(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)的評(ping)價(jia)(jia)結果為B。
上海(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)交易所中證(zheng)(zheng)(zheng)500ETF期(qi)權(quan)主(zhu)做市商在(zai)2024年(nian)1月21日(ri)至(zhi)2024年(nian)2月20日(ri)期(qi)間的評價情況如下(xia):東(dong)方證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、廣發證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、華泰證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、招商證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、中泰證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、中信(xin)建投證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、中信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)的評價結果(guo)為(wei)AA;光(guang)大(da)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、國(guo)(guo)泰君安風險(xian)管(guan)(guan)理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、國(guo)(guo)泰君安證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、國(guo)(guo)信(xin)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、上海(hai)海(hai)通資(zi)源管(guan)(guan)理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、海(hai)通證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、申萬宏源證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、浙(zhe)江浙(zhe)期(qi)實(shi)業有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、中國(guo)(guo)國(guo)(guo)際金融股(gu)(gu)(gu)(gu)(gu)份(fen)(fen)(fen)(fen)(fen)有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、中信(xin)中證(zheng)(zheng)(zheng)資(zi)本(ben)管(guan)(guan)理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)的評價結果(guo)為(wei)A;銀河德睿資(zi)本(ben)管(guan)(guan)理有(you)(you)(you)(you)限(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)的評價結果(guo)為(wei)B。
上海證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)交易所(suo)華夏科(ke)創50ETF期(qi)權主做市(shi)商(shang)在2024年(nian)1月21日(ri)至(zhi)2024年(nian)2月20日(ri)期(qi)間的評價(jia)情況如下(xia):東方(fang)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、廣發證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、華泰(tai)(tai)(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、申萬宏源證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、招商(shang)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、中泰(tai)(tai)(tai)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、中信建(jian)投(tou)證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、中信證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)的評價(jia)結果(guo)為AA;光大證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、國(guo)泰(tai)(tai)(tai)君安證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、國(guo)信證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、上海海通資源管理有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、海通證(zheng)(zheng)(zheng)(zheng)券(quan)(quan)股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)、中國(guo)國(guo)際金(jin)融股(gu)(gu)份(fen)(fen)有(you)(you)(you)(you)限(xian)公(gong)(gong)司(si)(si)(si)(si)的評價(jia)結果(guo)為A。
上(shang)海(hai)(hai)證(zheng)(zheng)(zheng)券(quan)交易所易方達科創50ETF期權主做市(shi)商在(zai)2024年1月(yue)21日至2024年2月(yue)20日期間的(de)評(ping)價(jia)(jia)情況(kuang)如下:東方證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、廣發證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、華泰證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、申萬(wan)宏源(yuan)證(zheng)(zheng)(zheng)券(quan)有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、招商證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、中信建投證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、中信證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司的(de)評(ping)價(jia)(jia)結果為AA;光(guang)大證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、國(guo)(guo)泰君安(an)證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、海(hai)(hai)通證(zheng)(zheng)(zheng)券(quan)股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司、中國(guo)(guo)國(guo)(guo)際金融股(gu)份有(you)限(xian)(xian)(xian)(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司的(de)評(ping)價(jia)(jia)結果為A。
特此公告。
上海證券交易所
2024年2月29日